FCA announces significant changes to the appointed representatives regime

The FCA is making changes to improve the appointed representatives (AR) regime, taking effect on 8 December 2022. In this article, Financial Services solicitor Simon Deane-Johns outlines these changes as well as issues that the Treasury and FCA are considering as part of a wider review. Separately, principals and ARs should also consider how the … Continue reading FCA announces significant changes to the appointed representatives regime